FINANCIAL DOCUMENT CHECKLIST
 
This is a comprehensive list and some items listed may not pertain to you. Please do your best to bring what you can of those items that apply to you and your current situation. Click Here For Printable PDF Version
 
 
Income Information 

  • Most Recent Payroll Stub

  • Previous Three Years' Tax Returns (Federal & State)

  • W-2s (Statment of Earnings)

  • 1099s (income info statement, if applicable)

  • Company Benefits

    • Plan Booklets

    • Group Benefits (Life, Disability, etc)

    • Pension Plans

    • Retirement 401(k) and/or 403(b) plans - Projections of Retirement

 
Retirement Investment Information

  • Most Recent Mutual Fund Statement(s)

  • Most Recent Stock or Bond Statement(s)

  • Most Recent Bank Statement(s)

  • IRA Information

  • Most Recent Annuity Statement(s)

  • Other Investment Information

  • Other Retirement Plans

  • Social Security Annual Benefit Report

 
Real Estate Information

  • Most Recent Home Mortgage Statement

  • Rental Agreements

  • Other Real Property Mortgage Statements

 

Personal Information & Property Value

  • Furnishings

  • Collecibles

  • Clothing

  • Coin Collections

  • Art

  • Other Valuables

 
Insurance Information

  • Most Recent Life Insurance Statement(s)

  • Health Insurance Benefit (Plan Sumary/Booklet)

  • Most Recent Disability Insurance Statement (non-group)

  • Most Recent Long-term Care Insurance Statement

  • Property & Casualty

  • Automobile

 
Business Arrangements

  • Previous Three Years' Tax Returns

  • Profit & Loss Statement

  • Previous Three Years' Balance Sheets

  • Buy-Sell Agreement(s)

  • Deferred Compensation

  • Stock Option/Bonus Plan

  • Partnership Agreements

  • LLC Documents

 
Legal Documents

  • Wills

  • Trust Agreement(s)

  • Separation and/or Divorce Decree(s)

  • Property Settlement Papers

 
Other
  • Any other pertinent financial information

 

 

Securities offered through Kestra Investment Services, LLC (Kestra IS), member FINRA/SIPC.  Investment Advisory services offered through Kestra Advisory Services, LLC (Kestra AS) an affiliate of Kestra IS.  Schuster Financial Services, LLC is not affiliated with Kestra IS or Kestra AS.  Investor Disclosures: www.kestrafinancial.com/disclosures